-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JMWVj4vbWgo7MAXmgROzf0Qu1V2mQppv9SLAeSTZb0lcpQWGOfUpEqwqi2vcDtKl 8dc7dwqfZUkf5ovgxM2RlQ== 0000950008-99-000001.txt : 19990105 0000950008-99-000001.hdr.sgml : 19990105 ACCESSION NUMBER: 0000950008-99-000001 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990104 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENSIA SICOR INC CENTRAL INDEX KEY: 0000807873 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330176647 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-43145 FILM NUMBER: 99500174 BUSINESS ADDRESS: STREET 1: 9360 TOWNE CENTRE DR CITY: SAN DIEGO STATE: CA ZIP: 92121-3030 BUSINESS PHONE: 6195468300 MAIL ADDRESS: STREET 1: 9360 TOWNE CENTRE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: GENSIA INC DATE OF NAME CHANGE: 19930701 FORMER COMPANY: FORMER CONFORMED NAME: GENSIA PHARMACEUTICAL INC DATE OF NAME CHANGE: 19930701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAKEPOLL FINANCE N V CENTRAL INDEX KEY: 0001035294 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: P8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: CARACASBAAIWEG STREET 2: P O BOX 6085 CITY: CURACAO STATE: P8 MAIL ADDRESS: STREET 1: CARACASBAAIWEG STREET 2: P O BOX 6085 CITY: CURACAO STATE: P8 SC 13D 1 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* GENSIA SICOR INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock (par value, $.01 per share) - -------------------------------------------------------------------------------- (Title of Class of Securities) 372450 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) Carlo Salvi SICOR-Societa Italiana Corticosteroidi S.p.A. Via Terrazzano 77 20017 Rho, Milan Italy 011-39-2-930-3981 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With a copy to: Thomas E. Sparks, Jr. Pillsbury Madison & Sutro LLP P.O. Box 7880 San Francisco, CA 94120-7880 (415) 983-1000 December 21, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages - -------------------------------------------------------------------------------- CUSIP No. 372450 10 6 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: Rakepoll Finance N.V. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) / / Joint Filing (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands Antilles - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 29,500,000 NUMBER OF ------------------------------------------------ SHARES 8 SHARED VOTING POWER None BENEFICIALLY ------------------------------------------------ OWNED BY EACH 9 SOLE DISPOSITIVE POWER 29,500,000 REPORTING ------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 29,500,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37% (see Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- Page 2 of 7 Pages - -------------------------------------------------------------------------------- CUSIP No. 372450 10 6 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: Karbona Industries LTD. - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) / / Joint Filing (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Bahamas - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 29,500,000 NUMBER OF ------------------------------------------------ SHARES 8 SHARED VOTING POWER None BENEFICIALLY ------------------------------------------------ OWNED BY EACH 9 SOLE DISPOSITIVE POWER 29,500,000 REPORTING ------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 29,500,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (see Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC - -------------------------------------------------------------------------------- Page 3 of 7 Pages - -------------------------------------------------------------------------------- CUSIP No. 372450 10 6 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: Carlo Salvi - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) / / Joint Filing (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) 00 PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 32,872,930 NUMBER OF ------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY ------------------------------------------------ OWNED BY EACH 9 SOLE DISPOSITIVE POWER 32,872,930 REPORTING ------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 32,872,930 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 40.0% (see Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- Page 4 of 7 Pages Items 3, 4 and 5 of the statement on Schedule 13D filed jointly on March 10, 1997 (as amended from time to time, this "Schedule 13D") pursuant to Rule 13d-1 promulgated under section 13(d) of the Securities Exchange Act of 1934 by Rakepoll Finance N.V., Karbona Industries Ltd. and Carlo Salvi are hereby amended by adding to such item and schedule the information set forth below. Unless stated otherwise, capitalized terms have the meanings previously set forth in this Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration. - ------- ------------------------------------------------- Mr. Salvi purchased the $5,000,000 of 8% Notes of the Issuer, which are convertible into 1,111,111 shares of Common Stock, with personal funds. Item 4. Purpose of Transaction. - ------- ---------------------- Mr. Salvi has acquired beneficial ownership of shares of Common Stock for the purpose of investment. Except as set in this Schedule 13D, Mr. Salvi has no present plans or proposals which relate to, or would result in: the acquisition by any person of additional securities of the Issuer; an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; a change in the present board of directors or management of the Issuer, including plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; a material change in the present capitalization or dividend policy of the Issuer or any other material change in the Issuer's business or corporate structure; a change in the Issuer's certificate of incorporation or bylaws or other actions which might impede the acquisition of control of the Issuer by any person; causing a class of securities of the Issuer being delisted from a national securities exchange or ceasing to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to section 12(g)(4) of the Securities Exchange Act of 1934; or any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer. - ------- ------------------------------------ (a) Including the transaction which is the subject of this statement, Mr. Salvi beneficially owns 32,872,930 shares of Common Stock representing 40.0% of the issued and outstanding shares of Common Stock. This figure includes warrants to acquire 220,236 shares of Common Stock and 2,222,222 shares of Common Stock into which the $10,000,000 of 8% Notes of the Issuer are convertible. (b) Mr. Salvi has the sole power to vote or direct the disposition of the 8% Notes of the Issuer which are convertible into shares of Common Stock. Page 5 of 7 Pages (c) Other than the purchase on December 1, 1998 of $5,000,000 of 8% Notes of the Issuer, which are convertible into 1,111,111 shares of Common Stock, and the purchase of an additional $5,000,000 of 8% Notes convertible into 1,111,111 shares of Common Stock on December 21, 1998, no transactions in the Common Stock were effected by Mr. Salvi during the past 60 days. (d) No person other than Mr. Salvi herein has the right to receive or the power to direct the receipt of dividends or the proceeds from the sale of the securities, the acquisition of which is being reported herein. (e) Not applicable. Page 6 of 7 Pages SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 30, 1998. /s/Carlo Salvi ---------------------------------------------- Carlo Salvi Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----